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ASIC Credit Cases

Course Details

Description

ASIC is Australia’s corporate, markets, financial services and consumer credit conduct regulator. ASIC regulates Australian corporations, financial markets, and financial services organisations and professionals who deal and advise in investments, superannuation, insurance, deposit taking and credit.

ASIC regulates these entities under a number of Commonwealth laws. These laws include the Corporations Act 2001 (Corporations Act), the Australian Securities and Investments Commission Act 2001 (ASIC Act), the National Consumer Credit Protection Act 2009 (National Credit Act), the Superannuation Industry (Supervision) Act 1993 and the Financial Sector Reform (Hayne Royal Commission Response—Better Advice) Act 2021 (Better Advice Act).

This course looks at ASIC’s role in consumer credit protection, with a focus on ASIC’s enforcement role and how organisations can cooperate with ASIC towards the fulfilment of its objectives.

It also presents several case studies that can help organisations understand how poor financial decisions, coupled with a lack of regulatory compliance, can impact a firm negatively.

Learning outcomes

By the end of this course, you will be able to

Describe ASIC’s role and responsibilities in consumer credit protection.
Understand ASIC’s approach to enforcement.
Identify what information ASIC gathers and how it makes decisions.
Detail the types of outcomes they provide.

Topics

ASIC’s enforcement role
Cooperating with ASIC
ASIC’s approach to enforcement
ASIC credit case studies

Requirements

Computer, tablet or mobile
Internet Connection
Edge, Safari, Chrome or Firefox
Est Time | 3 Hours

Course Delivery

Online Learning

Course Access

12 Months

CPD Hours

1 Hours

Assessment

Multiple Choice

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