Licensing – Giving Information, General Advice and Scaled Advice
Course Details
Description
Understanding the differences between giving factual information, general advice, and scaled personal advice is critical for all financial services providers. This self-paced online course equips you with the skills and knowledge needed to stay compliant with ASIC’s regulatory expectations under RG 244 and empowers you to confidently support clients with varying advice needs.
This course is ideal for professionals working in financial planning, credit assistance, mortgage broking, or superannuation advice roles who want to refine their understanding of Tier 1 financial product advice requirements.
Regulatory alignment
This course is developed in accordance with:
- ASIC Regulatory Guide 244 (Giving Information, General Advice and Scaled Advice)
- Corporations Act 2001 – specifically Chapter 7 on financial services
Who should enrol?
- Financial planners and advisers
- Credit licensees and representatives
- Mortgage brokers
- Superannuation advisers
- Compliance officers
- New entrants to the financial services industry
Estimated Time To Complete
Learning Outcomes
By the end of this course, you will be able to
Topics
Requirements
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