ASIC Investigations and Enforcement

$35.00 “incl. GST”

ASIC Investigations and Enforcement

SKU: 29911 Category:

This course explains how ASIC approach their enforcement role, the particular types of breaches they respond to and why they respond to particular types of breaches in different ways.

The course is a systematic guide that covers ASIC’s regulatory powers and it’s approach to:

  • Selection of matters for formal investigation
  • Data gathering powers
  • Enforceable undertakings
  • Infringements notices
  • Fines and penalties

FASEA CPD Areas:

  • Regulatory Compliance : 1.00
  • Professionalism and Ethics: 1.00
Version Number

1278

Version Date

Feb-18

Scroll to Top

Account Merge Notice

An existing account with the same name and membership number is found in our system.

This may have been due to a change in email address recently conducted under your FBAA Account which has caused the creation of a new account here. To avoid losing the records of your orders, certificates and course progress, the accounts have been merged and you need to log out of this account.

Please click the button below to logout. Then using your usual login process, reconnect with the updated/merged account.

If you usually login via other platforms, please login using that, and do not use the default login page that you will be redirected to once you click the button below.

Member Login
Forgot Password
Enter your email and we will send you a reset link.